10.3.1. Considerations on the scope of the procedure

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The law in force lays down the following conditions for the application of the scheme:

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  1. the suspect or victim’s request or consent to the use of the procedure (objective condition); 1
  2. a confession by the suspect before the charge (objective condition);
  3. in view of the nature of the offence, the manner in which it was committed and the suspect’s identity, reparation for the consequences of the offence is likely and criminal proceedings may be avoided or the mediation procedure is not contrary to the principles governing the imposition of sentences (subjective condition).2
 

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If the mediation procedure is successful, a guilty plea made by the accused prior to the indictment will necessarily result in the prosecutor’s decision or the court’s order to terminate the proceedings establishing that the accused committed the offence, however, it is not accompanied by a finding of guilt and the imposition of a penalty or measure for an offence punishable by a sentence of no more than three years’ imprisonment, or five years’ imprisonment in the case of a juvenile, as a result of active contrition, which is a ground for the termination of criminal liability.3

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It follows from the wording of the law that the legislator – breaking with the solution of Article 221/A of Act XIX of 1998 – does not define the material legal conditions for the application of the procedure in an exact manner, which may lead to serious legal uncertainty. Nevertheless, I believe that the conditions for application of the active remorse procedure provided for in Article 29 of the Criminal Code should continue to apply, on this basis:

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  • the procedure may be applied, even after the above discretionary decision by the prosecutor, only if the suspected offence is a crime against life, limb or health, against human freedom, against human dignity and certain fundamental rights, against transport, against property or against intellectual property or a crime punishable by a maximum of five years’ imprisonment;
  • the procedure shall continue to be inapplicable if the offender (1) is a multiple or specific repeat offender, (2) committed the offence in a criminal organisation, (3) caused death, (4) committed the intentional offence during the probation period of the sentence of imprisonment or after the sentence of imprisonment to be served for the intentional offence, before the completion of the sentence of imprisonment or during the probation or parole period, or (5) has previously been subject to mediation proceedings for an intentional offence and, as a result, the proceedings against him have been terminated or the sentence has been reduced without limit, provided that two years have not elapsed between the date of the final decision and the date of the commission of the new intentional offence.
 

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In addition to the above, the likelihood of reparation is based only on “prosecutorial hypothesis”, and the “sentencing principles” invoked by the legislator cover a rather broad range (in this respect, it is not clear, for example, whether the prosecuting authority is expected to apply only the preventive principles laid down in the Criminal Code or also other views that have become known in legal literature).4 The conditions of application of the procedure described in the CPC are therefore on the whole too general, and this cannot be justified by the victim’s perspective either. The overall solution could be for the Prosecutor General’s Office to continuously specify the normative provisions on the use of the procedure in circulars or other internal instructions.5

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The mediability of certain categories of offences is a separate point of discussion. In this respect, I am of the firm opinion that intentional, violent crimes against the person (see the relevant statutory offences against life, limb, health and human freedom) should be excluded from the scope of the procedure altogether. The nature of these offences and the privileged role of the fundamental right they violate or threaten make the state’s obligation to protect them so great that the prosecutor should not be able to refrain from prosecuting them.6 This follows, first and foremost, from Article I(1) of the Fundamental Law, which states that the protection of the inviolable and inalienable fundamental rights of the individual is a primary duty of the State. The right to life, physical integrity, health and personal liberty must also be particularly protected among the fundamental rights. How is it possible, for example, for a perpetrator of intentionally serious bodily harm to be exempted from criminal liability as a result of the outcome of an agreement of a private law nature? Where does the State’s duty to protect, which derives directly from the Constitution, disappear in this case? In my view, since these constitutional provisions must also be directly applicable in the Code of Criminal Procedure, it is only acceptable to define the conditions for mediation if the legislature excludes the infringements referred to from its scope.7

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In contrast, the application of the procedure may be justified in the case of offences against transport (Chapter XXII of the Criminal Code), against property (Chapter XXXVI of the Criminal Code) and against intellectual property rights (Chapter XXXVII of the Criminal Code).

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  1. In the case of traffic offences, offences with fatal results are obviously out of the question, but, on the other hand, when these offences are committed, the proceedings will obviously be less frequent, since in many cases the victim or the result of the offence itself is missing.8
  2. In the case of offences against property or intellectual property rights, the suspension of proceedings by the prosecutor should continue to be subject to a threshold.9 However, the application of the procedure may be problematic where the victim-victim distinction between natural and legal persons is not clear (e.g. in the case of fraud, the passive victim and the victim are not the same).10
 

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The starting point for the subjective factors should be whether the debtor has previously been convicted in a criminal case and has a final conviction. If the defendant has a criminal record, in my view, there is also no justification for applying the procedure.

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Overall, I believe that the scope of application will continue to change depending on the outcome of each victim-offender settlement. However, I would certainly prefer that the legislator – e.g. in the special part of the Criminal Code – specifically defines the legal elements that can be referred to the mediation procedure.
1 It is important that, in accordance with the principle of declarations, these declarations of intent must be express and indirect, and their recording is necessarily compulsory.
2 Suspension of proceedings for the purpose of mediation shall not be an obstacle if the suspect has already voluntarily compensated the damage, material loss or the value of the offence, in whole or in part, or has compensated the victim for the damage caused by the offence in a manner and to an extent acceptable to the victim. [§ 412 (1)(3) para.]
3 Somogyi (2017) ibid. 77.
4 I would like to note that Act XIX of 1998 listed in detail the conditions for exclusion from the procedure (e.g. the offender is a repeat offender, the offence caused death, etc.).
5 On the other hand, it would have been more appropriate to lay down these requirements in law.
6 This does not mean, of course, that there is no room for reparation to be offered to the victim during the criminal proceedings or during the execution of the sentence.
7 Aggravated assault, sexual assault, robbery, etc.
8 Görgényi (2006): ibid. 162.
9 In case of a significant offence value (over HUF 5,000,000), it is already necessary to apply the general procedural rules.
10 E.g. If the car currently used by the family was legally purchased in the name of a business company and is stolen, the family members are considered victims in addition to the legal person. József : A kutatás módszertani eredményei. Áldozatok és vélemények I. [Methodological results of the research. Victims and opinions I.] Budapest, OKRI, 2004. In: Görgényi (2006) ibid. 162.
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