11.8.2. Special features of the examination of a witness at first instance
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Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p1 (2025. 01. 28.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p1)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p1)
In the Hungarian trial system, neither the prosecution nor the defence have “witnesses”, i.e. there is usually no prior consultation between the prosecution, the defence or the persons being questioned on the content of the questioning or the questions asked. The consequence is that – in contrast to the Anglo-Saxon systems – the content of witness statements cannot be predicted in advance, and unexpected confessions are frequent.
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Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
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Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p2 (2025. 01. 28.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p2)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p2)
- The general obligations of the witness in the trial phase are the same as described above. It should be noted, however, that compliance with the obligation to appear in multi-defendant cases is often problematic. The summons served on the person to be heard as a witness usually only mentions the name of the first defendant, which may lead to the person being summoned taking the view that he or she is not familiar with the case in question, and that there is therefore probably an administrative error. In these circumstances, he or she does not appear at the hearing or even appear in court to clarify this issue.1The most typical case of witness misconduct is when a witness appears at a trial intoxicated. In such cases, it is for the court to judge whether the person summoned is in a fit state to be questioned. If this cannot be established by visual examination, a forensic expert must be called immediately or, if this is not possible, the witness must be summoned to a new trial date, with a fine and the fact of appearance recorded. However, it may also happen that a witness appears against summons in a fit state to be heard, but refuses to give evidence without justification. In such cases, the statement made during the investigation should preferably be read out. The basic problem may arise if there is no investigative statement either, since in such cases the court has no other possibility to compel a confession than to impose a fine.2
- Among the guarantee rules governing the interrogation, the following should be highlighted:
- the victim is usually the first witness to be interviewed; 3
- during the examination of a witness, witnesses who have not yet been examined may not be present; 4
- the single judge or the president of the chamber shall, in order to protect a witness requiring special treatment, remove from the courtroom, on the motion of the prosecutor, the accused or the witness, or ex officio, a defendant or a member of the audience whose presence would disturb the witness requiring special treatment during his/her examination5 (the testimony of a witness can only fulfil its true procedural role if it is given in a completely unbiased manner).It is often the case that a witness at trial will express his or her lack of understanding about being questioned again. In such cases, it is difficult to explain to him what the principle of impartiality means, but the judge must nevertheless consistently urge him to present the same facts that he has already brought to the attention of the authorities at the investigation stage.6 Moreover, the court’s task is greatly facilitated by the fact that, as the case progresses, it can ask questions in a much more targeted manner than at the investigation stage, especially if the court prepares in detail on the basis of the case file and possibly even draws up an interview plan.The failure to record the warnings that must be given at the beginning of the interrogation means that the contents of the witness statement cannot be used as evidence. This is such an exceptional rule that, in my view, even the subsequent (unanimous) confirmation of the accuser and the defence cannot legalise such statements. In fact, these persons are obliged to comment on the inadequacy of the record, and then they must request the examination of the witness again.We should also point out that in the courtroom, the relatives of the accused or representatives of the press are often present in the audience. In such an environment, the situation of the witness is much more difficult, and reactions during or after the testimony, shouting, coughing, etc., may be frequent. The judge must compensate for the disturbing effect of these, as these metacommunication signals can easily distract the person being questioned from his or her coherent presentation, and his or her confusion may contradict the investigative testimony, which may even call into question his or her credibility.
- A separate topic is the analysis of the exercise of the right to question witnesses. The basic rule in this respect is that, after the members of the court, the prosecutor, the accused, the defence, the victim, and, in the area of his or her interest, the interested party and the expert may put questions to the witness, in such order.7 The court shall prohibit the answering of questions that must not be posed because it isprohibited by the Be. or may prohibit a question if it is repeatedly directed to the same fact. However, the court shall also ensure that the manner of questioning does not violate the human dignity of the witness. 8When questioning a witness, the court must pay attention to two factors: (1) it must filter out any testimony that does not fall into the category of perjury but is undoubtedly biased; (2) it must obtain as many testimonies with similar content as possible.9 If it is clear from the case file that the witness has a poor recollection of an event, the court must ask him about it (but not point it out, as this would be prejudicial). The questioning technique of following the sequence of events from one memory to the next can be very helpful in this respect. It is useful to ask about the direct interpretation of the events at the time of the perception and to find out what the witness thought at the time about what he saw or heard.10The rules of trial ethics must of course also apply to the examination of witnesses. For this reason, “a witness cannot be treated as an object of the proceedings, from whom the facts and data relevant to the proceedings are simply extracted, not always by the most regular means, but left alone and, even if unwittingly, handed over to the criminal against whom he has testified.”11 Kabódi writes: “Listening to the torrent of questions bouncing imperiously from the judge’s lips, and encountering the judicial impatience that is the hallmark of the judge’s interruption of witnesses and his intolerance of contradictions, I always have the feeling that this is how he is trying to compensate himself for the sometimes perceptible loss of prestige of his profession.”12Preserving the human dignity of the witness is a fundamental (ethical) obligation not only for the court, but also for the prosecution counsel and the defence.13 However, this fundamental right can become very vulnerable in the midst of cross-examination, as both the prosecution and the defence may expect the same witness to confirm their own legal position. And if the testimony tips the scales to one side or the other, the only option is to challenge the credibility of the witness. Continuous, targeted (often violent) questioning effectively puts the interrogated person in a “vise grip” and makes him lose even the minimal confidence he had before the interrogation. In these circumstances, it is primarily for the court to monitor the legality and ethical aspects of questioning by the parties, in particular to prevent questions being asked which are intended to discredit the witness (e.g. criminal record, alcoholism). According to Varga, it is also important for the court to be able to establish a more personal relationship with the witness. This is necessary in order to create a confidential atmosphere and thus to achieve the sincerity of the person being questioned.14
- It is a common problem that, due to the passage of time, witnesses can only recall a “fraction” of their investigative testimony. In this case, the court may, on the motion of the prosecutor, the accused or the defence, or on its own motion, recall parts of the witness’s previous testimony if the witness does not remember what happened or if there is a conflict between his or her testimony given at the trial and that given earlier.15 In most cases, the investigative testimony is much more detailed, and therefore (1) the (re-)trial testimony can usually be considered a narrow repetition, (2) in the course of the admission of the documents, the court should endeavour to present only those parts of the investigative testimony that directly relate to the facts of the case.16Moreover, practical experience shows that the more times a witness is questioned on the same case, or the more questions he or she is asked about the same fact, the more uncertain and open to challenge his or her testimony becomes as time passes. For this reason, “it is a very important question whether the persons who are questioning witnesses are adequately prepared for this difficult task.”17
- The flexibility of witness testimony is indicated by the fact that the court may also check the credibility of the witness, including assessingthe interrogated person’s moral character, information on any previous convictions, and may also allow questions aimed at clarifying credibility without violating human dignity. However, there is no obstacle to the questioner asking questions outside the scope of the witness statement. The person being questioned may often mention circumstances which could lead to a completely different but legally relevant assessment of the whole case.18
- With regard to the principle of the immediacy of the trial, there is an obvious concern if a witness does not appear despite being duly summoned, but his previous testimony is nevertheless reflected in the grounds of the judgment. The main reasons for this phenomenon today are the application of the rules on special treatment and witness protection.19 In such cases, neither the prosecution nor the defence has the possibility to undermine the credibility of the witness or to question the substance of his testimony.20 In this context, therefore, a balance must be struck as to the order of importance of the principles. An important rule, however, is that if the direct exercise of the right to question is not possible in the absence of personal presence (but is necessary), the prosecutor and the defence must formulate their questions in writing and communicate them to the court before the request is made.21 These obligations are most often required in the case of child witnesses and particularly vulnerable witnesses.The examination of a child witness is only possible through a seconded or requested judge, an investigating judge or a closed telecommunications network.
- The reason for providing for the use of a seconded or requested judge as a general rule is that children cannot be called as witnesses at a trial and cannot be questioned at the trial (even if they have already been questioned by the investigating judge).22 However, the record of the questioning by the seconded or requested judge must be read out at the trial. 23
- Questioning by an investigating judge may only take place if there are reasonable grounds to believe that questioning by a seconded or requested judge would adversely affect the development of the minor. 24
- The concept of a closed telecommunications network is not used in the general regulation , but its application is of course justified in all cases.
The basic rules of interrogation include that (1) such witnesses do not need to be warned of the consequences of perjury, (2) they may be confronted only if this does not cause them fear, and (3) the legal representative may be present during the interrogation even if he or she is later to be called as a witness.25
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Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p4 (2025. 01. 28.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p4)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p4)
Specially protected witnesses cannot be called to the trial either. This is obvious for the judge, as he usually already has the court decision declaring the witness to be protected and the record of the previous testimony of such a witness.26 In many cases, however, the prosecutor and the defence are unaware of this fact, so that if a request is made to question such a person, the court must of course refuse it. This is not a cause for concern, since the record of the confession is part of the case file and can therefore be seen and evaluated by the parties concerned.
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Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p5 (2025. 01. 28.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p5)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p5)
I would note that the Court has interpreted the Convention itself as not granting an unlimited right to require the defence to call all incriminating witnesses at the trial in order to be able to ask the necessary questions,27 but it is a violation of the principle of due process if the majority of the evidence examined by the court consists of the testimony of anonymous witnesses and no other incriminating evidence is available in the proceedings.28 For my part, I consider it to be a fundamental rule that the court may, in the majority of cases, base its judgment only on the evidence directly examined at trial (even if this includes circumstantial evidence). This being said, the interests of the witness are at least as important as the right to an effective defence. Therefore, as long as the court has other evidence to prove guilt, the absence of a witness at the trial cannot be objected to. In addition, Hungarian legislation also allows in principle for the possibility for the defence to request the lifting of the witness’s special protection status (although such requests are rarely successful).29
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Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p6 (2025. 01. 28.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p6)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2025. 01. 28. https://mersz.hu/dokumentum/m1199eicp__189/#m1199eicp_187_p6)
The possibility of using a witness’s previous testimony also affects the principle of the immediacy of the trial. On this basis, the court may, of its own motion, or at the request of the prosecutor, the accused or the defence, read out the substance of a witness’s statement made earlier in the proceedings, or have the court reporter read it out, inter alia, if (1) the witness refuses to testify at the trial without authority30 or on the grounds of his or her status as a relative, or (2) the witness has made a written statement and the court does not consider it necessary to examine the witness at the trial.31
1 Varga (2009) ibid. 24.
2 Varga Z. (2009) ibid. 22.
3 § 526 (1) para.
4 § 526 (2) para. It may also be the case that a witness called for a later date is in the courtroom in good faith and can therefore listen to the earlier testimony. This is not an obstacle to questioning, but it must be recorded in the minutes that he was present in the gallery at earlier stages of the proceedings. The content of such a witness’s testimony may of course be included as evidence in the reasons for the decision, but it must be explained in more detail than usual why it was considered admissible by the court.
5 § 526 (3) para.
6 Varga (2009) ibid. 34.
7 § 526 (4) para.
8 § 526 (5) para.
9 “The credibility of a witness is now diminished the more he is an enemy or friend of the accused or the closer he is to him. It takes more than one witness, because if one man asserts and another denies, there is no certainty and a presumption of innocence is created, which can be invoked by all. The credibility of a witness is diminished the more heinous the crime and the less probable the circumstances.” Beccaria (1967) 221–222.
10 Az ítéleti bizonyosság elméleti és gyakorlati kérdései. [Theoretical and practical issues of certainty of judgement.] Summary Opinion (2017) ibid. 100.
11 Ákos Farkas – Erika Róth (1992) ibid. 583.
12 Kabódi (2003) ibid. 366.
13 “From the moment a witness enters the courtroom until the moment he or she leaves, he or she should feel that he or she is a valued participant in the administration of justice and that he or she deserves and has received special care and attention. In addition, he must feel that in return for his activities […] he is also receiving the appropriate protection […]. Only in this case can it be achieved that the witness, to the best of his knowledge, is helping to establish the objective truth.” In Varga (2009) ibid. 36.
14 Varga (2009) ibid. 35.
15 § 528 (1) para.
16 See the investigative confession, which is usually much broader in scope than the indictment. In Varga (2009) ibid. 70.
17 Varga (2009) ibid. 34.
18 E.g. If the bus driver – who did not see the suspect on the bus at the time of the offence – says that he knows him from a nearby nightclub where he regularly sells drugs.
19 I would like to note that Act XIX of 1998, even before the emergence of the legal institution of the specially protected witness, gave the court the possibility to override the principle of the immediacy of the trial (e.g. in the case of a request of another court or in the context of law enforcement measures when it allowed the removal of the accused from the courtroom). At the same time, the legislator has always borne in mind that the principle of immediacy can only be limited to a narrow range of cases, and that its violation in the context of procedural irregularities or unfoundedness has often resulted in the annulment of first instance judgments.
20 On the other hand, the questions asked may lead the court to order the investigating judge to re-examine the witness.
21 Thus, for example, it cannot be assumed that the witness will recover sooner or later, so that he or she will be able to testify in person.
22 And if the witness has reached the age of 14 during the proceedings, he or she may be summoned and examined only in particularly justified cases.
23 § 534 (2) para.
24 Joint Decree 23/2003 (VI. 24.) BM–IM, § 22 (3) para.
25 BH 2005.343.
26 Varga (2009) ibid. 142.
27 (Appl. 8417/78 and 8414/70.) In Fenyvesi (2002) ibid. 255.
28 See the Commission’s decision on complaint 12489/86 against the Austrian State. In Fenyvesi (2002) ibid. 255.
29 In his dissenting opinion in the so-called “Unterpertinger case”, Strasbourg judge Stefan Trechsel said: “If the court wishes to assess the witness’s testimony as evidence, the witness’s appearance cannot be waived and the defence must be given the opportunity to question the witness. If, on the other hand, the authorities guarantee the witness that he will not be required to appear at the trial, it must be concluded that the content of the previous statement will not be admissible. It is not possible for the procedural system to privilege witnesses to the detriment of the accused.” In: Helmut Fuchs: The influence of the European Convention on Human Rights on the Austrian Criminal Procedure Act, ZStW Vol. 100 (1988) 466/467, in Fenyvesi (2002) ibid. 255.
30 See BH 1994, 15. and FBK 1993/15.
31 § 527 (1) para.