12.4. The judicial phase of the trial

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The special feature of the court phase of the trial is that it is prepared entirely by the prosecution.1 The prosecution fulfils this obligation by sending the court the investigation file, the charge sheet and informing the court that it intends to bring the suspect to trial. The court then has only to set a date for the trial.2

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According to a study by Ervin Belovics in 2015, courts most often used the trial by jury and the “trial by appeal” procedure. In the period under review, 18.7% of cases were prosecuted by way of a trial and 30.5% of cases by way of a motion for a mistrial. “It can therefore be concluded that in almost 50% of the cases brought before the courts, the prosecution used legal measures to speed up the proceedings.”3 However, the author also notes that, despite the frequent use of these instruments, the average duration of cases tried under the ordinary procedure has not decreased: “Most practitioners see the reason for this in the increase in certain types of crime, in particular those against intellectual property, those that damage the budget and those that damage the economy, but especially in their increasing complexity. In these categories of cases, it is almost always necessary to call in an expert and to process and analyse accounting and other documents and electronic data, which can sometimes run to tens of thousands of pages.”4

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Botos has previously raised the possibility in Hungary of bringing the perpetrator to justice immediately in all cases of minor offences, following the French example. A short investigation report could be drawn up, including the names of the perpetrator and witnesses, the location and the method of the crime. The author added: “Although it sounds heretical, I must say that I would set up a system of on-call magistrates (as well as on-call prosecutor) in police stations and that in cases of fabrication, on the oral motion of the on-call prosecutor, the on-call magistrate could decide on the spot on the amount and type of sentence, which could be foreseen to be of a lesser duration. This decision could be appealed to the municipal courts by the prosecutor concerned, the accused and any defence counsel, and the municipal courts would also decide in a single judicial procedure on the merits or otherwise of the appeal, the correct type and severity of the sentence, and the admission of any additional evidence. The municipal courts could thus, as courts of appeal, also make a final decision.”5

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I would have found the implementation of this idea somewhat problematic from the point of view of the principle of separation of functions, since the system of on-call duty at police stations would have given the impression that the administration of justice meant judgments were issued on the orders of the police. The work of the investigative and adjudicative bodies must not only be independent of each other, but must also appear to be so. A suspect who has already been convicted by the police may rightly feel that the principle of impartiality has been violated. Nor can I agree with the author’s view that in such fast-track cases, by overriding the system of legal remedies, district courts should be given the power to conduct appeal proceedings, let alone to make their decisions final and enforceable in the absence of any other ordinary remedy. I believe that the majority of single judges would not be able to cope with the complexity of a jurisdiction which would be one day fact-finding and the next day reviewing. To sum up, I do not believe that the referral to the courts requires any organisational restructuring, nor is there any need to impose any particular professional specialisation requirements on the professional actors in the proceedings.

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I would like to note that in the context of the prosecution’s “obligation to provide evidence”, the prosecution is obliged to hand over to the court – even immediately before the trial starts – any material evidence that could not be in the court’s possession earlier due to the short time available or the novelty of the evidence. In my view, such evidence adduced at the last minute should not normally give rise to difficulties of assessment for the court or tribunal, but at most it should be examined whether the rules relating to the prohibition of evidence have been complied with.

Jegyzet elhelyezéséhez, kérjük, lépj be.!

The specific features of the negotiations are:

Jegyzet elhelyezéséhez, kérjük, lépj be.!

  1. The participation of the defender is mandatory,6 mainly in the context of the speed of the procedure, the fundamental procedural rights to know the case and the minimum time needed to prepare the defence.
  2. The prosecutor presents the charge orally, as provided by law.7 In this respect, I would note that the charge is also contained in the memorandum, in an abbreviated form, the earlier sending of which to the court is considered as a preliminary submission of the charge (as is the submission of the indictment in ordinary court proceedings).
  3. The court will continuously examine whether the conditions for the applicability of the procedure are fulfilled after the charge has been brought. The basic procedural institution of this control is the return of the case file to the prosecution, which is essentially “throwing back” the case. By this decision, the court also expresses its opinion that, in its view, the proceedings should continue under the general rules.8 The case file may be returned in the following cases: (1) more than two months have elapsed between the commission of the offence and the date of the trial; (2) the offence is punishable by law with a penalty of more than ten years’ imprisonment; (3) the evidence is not available.9
    Point (1) can be clearly established on the basis of the case file, but points 2 and 3 necessarily require the court to carry out an evaluative and reflective exercise. The court is, of course, also in this procedure entitled to decide on the possibility of a different classification from that of the charge, as a result of which the sentencer may decide at the trial that the offence charged cannot be prosecuted because of the newly established, more serious penalty (e.g. another, more serious offence or a more serious case of the same offence).
    In assessing the question of the insufficiency of the evidence, the court obviously has some guidance, following its practice in ordinary proceedings. It should be noted that, according to the grammatical interpretation of the Be., the reason for a remittal may be the total absence or a high degree of insufficiency of the means of proof. In this context, too, it may be appropriate to examine whether the provisions relating to the prohibition of evidence have been complied with. Above all, however, it must be borne in mind that the interests of expediting proceedings cannot take precedence over the requirements of proof beyond reasonable doubt and the legality of the evidence.
  4. If the return of the case file is not justified, but it is necessary to seek further evidence, the court may adjourn the hearing once for a maximum of fifteen days. However, if the result of the evidence taken at the trial requires the discovery of further means of evidence and the trial cannot therefore be continued within fifteen days or without a further adjournment, the court shall return the case file to the prosecution.10
  5. The prosecution can only amend the charge if the conditions for prosecution also apply to the offence charged in the amended charge (otherwise the court will also return the case file to the prosecution).11 However, the chances of an amendment of the indictment seem slim on the basis of a simple assessment of the facts.
 

Jegyzet elhelyezéséhez, kérjük, lépj be.!

The speeding-up function is also present in the procedure at second instance, since if an appeal is lodged against the judgment and final order of the court of first instance by the person(s) entitled to appeal, the court of second instance must decide on it within three months of the date of receipt of the case.12
1 The substitute private prosecutor may not bring the accused before the court [§ 817 (1) para.].
5 Gábor Botos: Néhány gondolat a büntetőeljárás koncepciójához. [Some thoughts on the concept of criminal procedure.] Rendészeti Szemle, 1994/9. 16–21.
6 § 728 (1) para.
7 § 728 (3) para.
8 In addition, there is no right of appeal against the return of the case file to the prosecution, which is why these points of investigation are particularly specific issues [§ 727 (2a)].
9 § 728 (4) para.
10 § 729 (1)–(2) para. Cf.: A ground for an unconditional procedural violation and a ground for a review procedure is established if, in the case of a trial before a court, the court of first instance orders expert evidence at the hearing and then, after receiving the expert opinion several months later, delivers its judgment on the basis of a hearing held in the absence of the prosecutor and the defence (LB Bfv. 1, Case No 735/1998, and Case No 5.201 of the Regional Court of Appeal 1999).
11 § 729 (3) para.
12 730. §
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