8.2.1. The system of obstacles to testimony
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p1 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p1)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p1)
Legal literature distinguishes between absolute and relative obstacles to the examination of witnesses:
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p2 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p2)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p2)
- In the case of absolute obstacles, in my view, there should be no questioning of the person as a witness (preferably not even a summons), circumstances which the authority should in principle detect ex officio, on the basis of the case file. If a subpoena is issued, the witness should at most be invited to give his personal details and then informed that he may be heard in the case on his personal details, and that this may be recorded. If, however, it is only when the substantive part of the testimony begins that it becomes apparent that there are absolute grounds for questioning the person summoned, the questioning must be stopped immediately and the record of the testimony must be redrafted.
- Relative barriers are not a “barrier” to either issuing a subpoena or to starting the interrogation. In such cases, however, the person to be heard as a witness may, after having his identity recorded and being given testimonial warnings by the authority (court), decide whether he wishes to testify and must make a specific plea in defence, the merits of which are to be decided by the authority (court). The restrictive rule is that the testimony of such a witness may not be taken into account as evidence even in a matter in respect of which he or she is entitled to immunity and could have refused to testify.1
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p4 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p4)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p4)
The legal grounds for absolute exemption are:
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p5 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p5)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p5)
- Defender’s privilege: this means that the defender cannot be called as a witness to testify about what he or she has learned as a defender or what he or she has told the defendant in his or her capacity as a defender. It should be noted that the privilege does not relate to the status of lawyer, but to the procedural position of the person professionally exercising the defence. On this basis, it is completely irrelevant when and in whose case the defender has obtained certain information in that capacity, and immunity from interrogation in respect of that information is available to him in any case and at any time. Since the obligation of professional secrecy also extends to the employees of a lawyer or law firm, judicial practice extends this ground for immunity to trainee lawyers who have acted as substitutes for the lawyer in a given procedural act.2
- The secrecy of a religious person: on the basis of this, a religious person and a member of a religious association who performs religious rites in a professional capacity may not be questioned about what is covered by the obligation of secrecy by virtue of his or her profession.3 In this context, “confessional secrecy”4 is usually referred to, but all confidential communications made in this capacity to a member of the clergy of any denomination fall within this category. A cleric is a person who holds an office within the Church. However, according to the rules of canon law, this can only be a person ordained to the priesthood, so that in the case of a person not ordained to the priesthood, this bar to questioning cannot be established.5
- The objective obstacle to the examination of a witness: it prevents a person whose physical or mental condition is such that he or she cannot be expected to give a correct statement. It should be noted that physical disability is relevant only if it could have affected perception, while mental disability is a concern not because of perception but because of the intellectual processing or credible interpretation of what is perceived.6 These circumstances may be established during or even after the interview. What is certain is that in such cases the testimony of such persons should be considered null and void. Dogmatic positions and case law from practice:
- The examination of a victim of an assault as a witness should be waived if, as a result of the act committed against him, he has suffered a permanent mental disability which prevents him from giving evidence of value.7
- Blind people can be questioned as “hearsay witnesses”. 8
- A relative of a deaf-mute person who does not know sign language cannot be taken into account as an interpreter when the witness is examined as a deaf-mute witness: the testimony thus recorded must be excluded from evidence. However, there is a possibility of this relative being subsequently heard as a witness in respect of what the deaf-mute person has told him.9
- Classified information: this means that a person who has not been exempted from the obligation of confidentiality cannot be questioned about classified information. On the other hand, if the person subject to the obligation of professional secrecy is granted this waiver, it is possible to question him as a witness. The rules on the exemption are laid down in Act CLV of 2009 on the protection of classified information, under which the so-called classifier decides whether to grant an exemption or to maintain the obligation of confidentiality at the request of the prosecutor or the court.10
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p7 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p7)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p7)
The basis for referring to relative barriers is as follows:
Jegyzet elhelyezéséhez, kérjük, lépj be.!
Hivatkozások
Válaszd ki a számodra megfelelő hivatkozásformátumot:
Harvard
Bérces Viktor (2024): Evidence in Criminal Proceedings. : Akadémiai Kiadó.
https://doi.org/10.1556/9789636640477 Letöltve: https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p8 (2024. 11. 21.)
Chicago
Bérces Viktor. 2024. Evidence in Criminal Proceedings. : Akadémiai Kiadó. https://doi.org/10.1556/9789636640477 (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p8)
APA
Bérces V. (2024). Evidence in Criminal Proceedings. Akadémiai Kiadó. https://doi.org/10.1556/9789636640477. (Letöltve: 2024. 11. 21. https://mersz.hu/dokumentum/m1199eicp__99/#m1199eicp_97_p8)
- The person to be questioned as a witness is a relative of the accused:11 a relative is a lineal relative and his or her spouse or common-law partner, an adoptive and foster parent (including a step-parent living with the child), an adopted and foster child (including a step-child living with the child), a brother and his or her spouse or common-law partner, a spouse, a common-law partner, and a spouse’s or common-law partner’s lineal relative and his or her brother or sister.12 Ad hoc decisions:
- The fact that a relationship exists either at the time of the offence or at the time of its assessment constitutes a ground for exemption. Where a witness or witnesses in criminal proceedings refuse to testify on the grounds of their relationship with the accused, the court must carefully examine the existence of a genuine relationship between the accused and the witnesses.13
- If the victim is a relative of the accused and does not testify at the trial, the testimony of the police officer who officially attended the scene of the crime and interviewed the victim, including the victim’s statements about the incident, cannot be used as evidence.14
- With respect to other co-defendants who are not related, the witness does not have the right to refuse to testify, but may refuse to testify as a relative immunity in matters in respect of which he or she would accuse himself or herself or a relative of having committed a crime. Only the investigating authority, the prosecutor or the court has discretion as to whether this is justified.15
- Self-accusation or accusation of a relative: anyone who would accuse himself or a relative of having committed a criminal offence may refuse to give evidence on the matter, even if
- he or she did not refuse to testify as a relative of the person charged, or
- the proceedings against him for the offence in question were terminated,
- he or she has been placed on probation, or
- his criminal liability has already been finally adjudicated. 16
However, this exemption does not apply to offences- for which you have cooperated with the authorities (and for which the complaint has been rejected or the procedure has been terminated);
- for which he or she has been deprived of his or her criminal immunity by reason of active remorse or the successful completion of the probation period of a probationary suspension;
- for which the prosecutor’s office has imposed a suspension or termination;
- for which the prosecutor’s office reached a settlement with him, with an undertaking to cooperate with the authorities.
However, because of the offence stated in this testimony, (1) the continuation of the terminated proceedings cannot be ordered, and (2) the testimony cannot be considered as new evidence for the purpose of retrial.17If it is a testimony given previously, the law is more lenient: if the witness has been questioned as a defendant in the case or in another case, his testimony as a defendant may be used as evidence if the record of the testimony clearly shows the charge and the answer given. This rule also applies if the witness subsequently refuses to testify. 18If a witness is warned at the beginning of his or her questioning that he or she is not obliged to accuse himself or herself of having committed a crime, and the witness nevertheless makes a self-incriminating statement, his or her statement may be used as evidence later.19 - Professional secrecy: on the basis of this, a person to be questioned as a witness is bound by professional secrecy by virtue of his or her profession or public mandate, except in the case of confidentiality of classified information, and would breach his or her obligation of confidentiality by giving evidence, unless, as provided by law on the basis of a request from a court, a prosecutor’s office or an investigative authority, the disclosure of information covered by the obligation of professional secrecy is mandatory for the body requested in the context of a request for information.20The concepts of medical and legal professional privilege are particularly relevant in this context:
- The concept and scope of medical confidentiality is defined in Act XLVII of 1997 on the management and protection of health and related personal data. Accordingly, medical confidentiality is defined as health and identity data that have come to the knowledge of the controller in the course of medical treatment, as well as other data relating to necessary or ongoing or completed medical treatment and other data obtained in connection with medical treatment. Medical data are data relating to physical, mental or psychological state, pathological condition, addiction, the circumstances of the illness or death, the cause of death, communicated by the data subject or by another person, or detected, examined, measured, mapped or derived by the healthcare network, and any data relating to or affecting the foregoing. Although the law authorises doctors to handle and transmit data for certain purposes in this context, they are only obliged to testify in relation to data that may be covered by confidentiality, for which a specific legal obligation to disclose is provided (e.g. the obligation of the doctor on duty at the hospital to report and testify on gunshot wounds).21
- The lawyer-client privilege covers all facts and data of which the lawyer becomes aware in the course of his or her professional activities. This rule is independent of the existence of the relationship of appointment or of the practice of the profession of lawyer and, consequently, continues to apply even after the lawyer ceases to be a lawyer.22According to an interesting case decision, “a lawyer who has cooperated in the preparation of a false document without being aware of the document’s forgery cannot refuse to testify in criminal proceedings.” The criticisms in this case are based on the fact that the unlawfulness of the transaction does not in itself override the lawyer’s immunity from testifying.23 In another case, the court held that a lawyer who had assisted in the conclusion of a fictitious contract of sale could not refuse to testify in this context on the grounds of his duty of professional secrecy.24In the case of medical and lawyer-client privilege, the obligation of confidentiality continues for the period specified by law, unless the witness has been exempted.25 The waiver may be based on two factors: (1) a declaration by the person entitled to the privilege, or (2) the right of access of the authority (court).26
- Confidentiality of a journalist’s informant:27 if the person to be questioned as a witness is a media content provider or a person employed or otherwise engaged in an employment relationship with a media content provider and his or her testimony would reveal the identity of the person who provided him or her with information in connection with the media content provider’s activities, he or she may refuse to testify on the issue, unless the court has ordered him or her to reveal the identity of the person who provided the information.28 This bar to testifying shall survive the termination of the legal relationship on which it is based.29The court may order the media content provider and any person who has an employment or other legal relationship with the media content provider to disclose the identity of the person who has provided information to the media content provider in connection with the media content provider’s activities if
- the identity of the person who provided the information is essential for the detection of a deliberate criminal offence punishable by imprisonment of up to three years or more,
- the evidence expected from it cannot be replaced by other evidence, and
- the interest in the detection of the offence is so overriding, in particular in view of the material gravity of the offence, that it clearly overrides the interest in keeping the source of the information confidential.30
- Secrecy concerning the identity of a specially protected witness: on the basis of this provision, if the presence of a specially protected witness is ensured by means of telecommunication, the witness may refuse to testify to any information which could lead to the conclusion that his identity, address, address for service, current whereabouts are known.31Common rules for relative barriers:
- the immunity of a witness cannot be circumvented by not questioning him or her, but by questioning as a witness the official in the case to whom the person who has immunity has given some account of what happened;32 this is supported by the following case law, according to which, if the victim is a relative of the accused and does not testify at the trial, in the exercise of his immunity, the testimony of the police officer who officially attended the scene of the crime and interviewed the victim (a testimony which thus contains the information provided by the victim about the act) cannot be used as evidence;33
- unauthorised refusal to testify may be punishable by a fine (even repeatedly) at the investigative and prosecutorial stage, and may be the basis for criminal proceedings at the judicial stage.34
1 BH 2006. 317.
2 BH 1992.86. In: Belovics–Tóth (2020) ibid. 172.
3 With regard to this definition, it can be noted that this obstacle to interrogation no longer applies only to “historic churches”, but also to any person acting within the framework of a church recognised by the State.
4 It is essential that confession be made at least in the designated place and in a ritual manner.
5 The relevant titles are: pope, bishop, cardinal, papal envoy, diocesan bishop, auxiliary bishop, canon, parish priest, chaplain, deacon, churchwarden, pastor. In Varga (2009) ibid. 77.
6 Varga (2009) ibid. 80.
7 BH 1995. 84.
8 Belovics–Tóth (2020) ibid. 172.
9 BH 1998. 473.
10 The request for exemption must identify precisely the matters for which exemption is sought. In Belovics–Tóth (2020) ibid. 172.
11 171. §
12 § 10 (1) para.
13 BH 2006.141. In: Belovics–Tóth (2020) ibid. 173.
14 BH 1999. 241.
15 BH 2005. 203.
16 See Criminal Chamber Opinion 9/2007.
17 This provision shall also apply to the criminal offence revealed during the testimony of a witness, which was not the subject of criminal proceedings against the witness, but the dismissal of the complaint or the termination of the proceedings would be justified for any reason in the case of the criminal offence revealed by the testimony of the witness [§ 172 (1)–(3)].
18 § 177 (5) para.
19 BH 2007. 402.
20 For example, the tax inspector (auditor) cannot invoke this obstacle to interrogation, as the NAV is obliged to provide data at the request of the competent authority.
21 Belovics–Tóth (2020) ibid. 174.
22 Belovics–Tóth (2020) ibid. 174.
23 ÍH 2010.104. In: Belovics–Tóth (2020) ibid. 174.
24 FBK 1994/40.
25 § 173 (1) para.
26 Belovics–Tóth (2020) ibid. 174.
27 Belovics–Tóth (2020) ibid. 175.
28 § 174 (1) para.
29 § 174 (3) para.
30 § 174 (2) para.
31 § 93 (6) para.
32 Belovics–Tóth (2020) ibid. 175.
33 BH 1999. 241.
34 A witness who refuses to testify in a criminal case after having been warned of the consequences is punishable by imprisonment for a misdemeanour (Section 277 of the Criminal Code).